With the regulatory environment constantly evolving, it helps to have a handy reference guide on hand to ensure you’ve got the right foundation for compliance.

Download this white paper, Investment Program Oversight: Your Guide to Comply with New Regulations, and you’ll find:
 

• A comprehensive analysis of the risk, compliance, and internal controls needed with a retail nondeposit investment program
• Information on multidimensional networking arrangements
• A breakdown of the roles of the Networking Bank and the unaffiliated Networking Firm

 For use with financial professionals only.

Request Free!